FTC Safeguards Rule compliance guide

The FTC Safeguards Rule now applies to CPA firms, tax preparers, and non-bank financial institutions. Non-compliance means fines, enforcement actions, and liability. This guide walks you through everything you need to implement — step by step.

FTC Safeguards Compliance Guide

Step-by-Step Implementation

9 Requirements Controls Checklist IR Plan Template

What's inside:

• Who the FTC Safeguards Rule applies to (and why CPA firms are included)
• The 9 specific requirements your firm must meet
• Qualified Individual designation — what it means and who it should be
• Technical controls checklist (encryption, MFA, access management)
• Incident response plan template
• Documentation requirements for compliance audits